US OFRO – Independence Assessments Associate (Risk Research) – Senior Associate
PwC
Job title: US OFRO – Independence Assessments Associate (Risk Research) – Senior Associate
Company: PwC
Job description: Line of Service Internal Firm ServicesIndustry/Sector Not ApplicableSpecialism Advisory – OtherManagement Level Senior AssociateJob Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.Those in enterprise risk management at PwC will focus on identifying and mitigating potential risks that could impact an organisation’s operations and objectives. You will be responsible for developing business strategies to effectively manage and navigate risks in a rapidly changing business environment.Focused on relationships, you are building meaningful client connections, and learning how to manage and inspire others. Navigating increasingly complex situations, you are growing your personal brand, deepening technical expertise and awareness of your strengths. You are expected to anticipate the needs of your teams and clients, and to deliver quality. Embracing increased ambiguity, you are comfortable when the path forward isn’t clear, you ask questions, and you use these moments as opportunities to grow.Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to:
- Respond effectively to the diverse perspectives, needs, and feelings of others.
- Use a broad range of tools, methodologies and techniques to generate new ideas and solve problems.
- Use critical thinking to break down complex concepts.
- Understand the broader objectives of your project or role and how your work fits into the overall strategy.
- Develop a deeper understanding of the business context and how it is changing.
- Use reflection to develop self awareness, enhance strengths and address development areas.
- Interpret data to inform insights and recommendations.
- Uphold and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm’s code of conduct, and independence requirements.
OFRO Risk Management – ADS – Senior AssociateIndustry/SectorNot ApplicableSpecialismIFS – Risk & Quality (R&Q)Management LevelSenior AssociateJob Description & SummaryA career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity based decision making and conduct by PwC professionals throughout our organisation. You’ll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwC’s regulatory, litigation, and reputational risk.To really stand out and make us fit for the future in a constantly changing world, each and every one of us at PwC needs to be a purpose-led and values-driven leader at every level. To help us achieve this we have the PwC Professional; our global leadership development framework. It gives us a single set of expectations across our lines, geographies and career paths, and provides transparency on the skills we need as individuals to be successful and progress in our careers, now and in the future.As a Senior Associate, you’ll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. PwC Professional skills and responsibilities for this management level include but are not limited to:Use feedback and reflection to develop self awareness, personal strengths and address development areas.Delegate to others to provide stretch opportunities, coaching them to deliver results.Demonstrate critical thinking and the ability to bring order to unstructured problems.Use a broad range of tools and techniques to extract insights from current industry or sector trends.Review your work and that of others for quality, accuracy and relevance.Know how and when to use tools available for a given situation and can explain the reasons for this choice.Seek and embrace opportunities which give exposure to different situations, environments and perspectives.Use straightforward communication, in a structured way, when influencing and connecting with others.Able to read situations and modify behavior to build quality relationships.Uphold the firm’s code of ethics and business conduct.A career in the One Firm Risk Organization (OFRO), within Internal Firm Services, is an opportunity to help PwC professionals within our organization manage compliance responsibilities while reducing firm risk. You will conduct regulatory, legal, reputational and integrity related due diligence on prospective and existing clients. ADS senior is responsible for preparing background assessment reports for use by PwC Partners and OFRO leadership in making client acceptance & continuance decisionsJob Requirements and Preferences:Basic Qualifications:Minimum Degree Required:
Bachelor DegreeMinimum Years of Experience:
1 year(s)Preferred Qualifications:Degree Preferred:Preferred Fields of Study:Preferred Knowledge/Skills:Demonstrates thorough abilities and/or a proven record of success in the following areas:Performing background investigation on entities and individuals, with special focus on identifying adverse information such as fraud, securities law violations and settlements, management and accounting issues, business failures, regulatory matters, reputation and integrity concerns, criminal charges and legal actions such as lawsuits, bankruptcies, liens and judgements;Demonstrating experience with client due diligence research, including an understanding of Boolean logicUtilizing database and Online Research experience across News, Regulatory, Legal and SEC sources- proficiency with Factiva, Edgar, Lexis Advance, Diligence and CourtLink, World Compliance and PACER;Implementing critical and creative approach to research;Utilizing writing and editing skills;Understanding, synthesizing and distilling large amounts of disparate information into brief, concise practical intelligence;Showcasing ability to evaluate and prioritize research findings;Understanding of Business, Government, Regulatory and Legal landscape;Exhibiting enthusiasm to acquire new skills and knowledge in order to support decision making;Maintaining quality within demanding, fast paced professional services environment;Reviewing research strategies and reports of colleagues for quality and providing effective, actionable feedback;Writing, communicating, facilitating, and presenting cogently, to and/or for all levels within PwC;Developing self and others through coaching.Education (if blank, degree and/or field of study not specified) Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications (if blank, certifications not specified)Required SkillsOptional Skills Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, Business Continuity, Business Process Improvement, Business Process Modeling, Business Risk, Business Risk Identification, Communication, Contract Negotiation, Contractual Risk Mitigation, Corporate Governance, Creativity, Crisis Management, Data Analysis and Interpretation, Embracing Change, Emotional Regulation, Empathy, Enterprise Risk Management (ERM), Governance Risk Compliance (GRC), Inclusion, Intellectual Curiosity, Learning Agility, Mitigation Measures {+ 22 more}Desired Languages (If blank, desired languages not specified)Travel RequirementsAvailable for Work Visa Sponsorship?Government Clearance Required?Job Posting End Date April 30, 2025
Expected salary:
Location: Kolkata, West Bengal
Job date: Thu, 09 Jan 2025 02:33:44 GMT
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