Senior Officer, Client Due Diligence and Operation

Job title: Senior Officer, Client Due Diligence and Operation

Company: UOB Kay Hian


Job description: We are the largest Singaporean stockbroker by both market capitalisation and size of sales-force, with an extensive foothold in the regional and global markets. We are looking for qualified individuals to join us.Responsibilities:

• Perform KYC, Client Due Diligence and data input for clients onboarding, including Corporate and Institutional
• Lead AML periodic review including high risk client annual review and biennial review
• Review and update Client Due Diligence policy
• Open counterparty accounts and handle subsequent KYC review requests
• Streamline the workflow and raise system enhancement requirement
• Work closely with salesperson, Compliance, Internal Audit and other operation departments for client onboarding, periodic review and ad hoc assignment

Requirements:

• At least 5 years of relevant experience in Corporate and Institutional client onboarding and/or periodic review from banks or financial institutions
• Familiar with KYC and AML knowledge, including the function of World Check One
• Fluent in English, Cantonese and Mandarin
• Mature, self-motivated & well-organized
• Excellent interpersonal & communication skills

We offer good career prospects, competitive remuneration packages to the right candidates. Interested candidates are invited to send your resume with availability, present and expected salaries to us or by clicking “Apply Now”.Human Resources Department
UOB Kay Hian (Hong Kong) Limited
6/F, Harcourt House, 39 Gloucester Road
Wan Chai, Hong Kong
Website: http://www.uobkayhian.com.hkPersonal data collected will be used for recruitment purpose only.

Expected salary:

Location: Hong Kong

Job date: Fri, 07 Mar 2025 08:13:47 GMT

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