Program Governance Associate

Job title: Program Governance Associate

Company: Robertson & Company


Job description: Our client is a top financial institution with significant North American holdings. They have operations across most major verticals, including institutional & corporate, wealth management, private client, commercial banking, treasury, and retail banking.Introduction: Robertson is seeking a skilled Program Governance Associate to join our client.Contract Dates: 15 months with potential to extend or convert
Pay Range: $73.33 to $83.54 per hour
Business Hours: Monday to Friday (Hybrid)Job Responsibilities:

• Provide 1B oversight on the client’s Wealth Volcker Governance Program. In addition, maintain the inventory of Volcker rules applicable to each line of business and associated key controls. Liaise with compliance and legal contacts to support business queries on Volcker interpretation
• Support certain tasks related to trade management oversight
• Prepare quarterly materials and meeting minutes for the client’s Policy Oversight Committee and maintain the RPG team’s policy tracker to ensure policies are updated in a timely manner
• Compile quarterly and annual reporting for the Independent Review Committee of the client’s Funds
• Support the process to validate and obtain agreement of key regulatory controls with business owners
• Prepare and maintain key documents supporting regulatory compliance including compliance policies and associated procedures and incorporate reviews by multiple stakeholders
• Assess and address impacts and gaps related to any ongoing business or regulatory changes
• Support business on updating procedures for new processes/controls
• Support the Vice President & Director, RPG in ad-hoc tasks including reporting, procedure writing, tracking of issues, preparing training decks and tracking training attendance
• Establish strong relationships and maintain an interaction model with business partners, Compliance, and Legal
• Liaise with industry associations (Portfolio Management Association, Investment Fund Institute, Investment Company Institute, Investment Adviser Association and Securities Industry and Financial Markets Association) and industry contacts on compliance and policy matters including best practices, analysis, interpretation and execution

Experience & Qualification Requirements:

• Governance background
• Degree, preferably in business, finance
• Asset management or fund management knowledge with relevant securities regulatory experience
• Expert knowledge of compliance policies and procedures preparation and regulatory rule interpretation
• Ability to exercise sound judgement in making decisions
• Collaborative working style and the ability to facilitate groups at all levels in a professional manner
• Ability to work independently and prioritize work while meeting multiple deadlines and are highly motivated
• MS Office Suite

Personal Attributes:

• Expert communication skills including writing skills
• Strong team player, self-motivated, highly organized and able to multi-task in a fast paced, dynamic environment

****ALL CANDIDATES MUST COMPLETE A CRIMINAL AND CREDIT CHECK AS PART OF THE APPLICATION PROCESS****How to Apply: If you are a motivated professional looking to contribute to a leading team, please submit your resume outlining your qualifications and experience relevant to this role. Robertson & the clients we represent, value diversity and are committed to creating an inclusive workplace. We invite all qualified individuals to apply.Robertson & the clients we represent are equal opportunity employers, committed to diversity and inclusion. Robertson is a certified diverse supplier and actively seeks to foster a representative and inclusive workforce. We welcome applications from all qualified individuals, regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veteran status, Aboriginal status, or any other legally protected factors. We champion building a diverse and inclusive environment.

Expected salary:

Location: Toronto, ON

Job date: Tue, 05 Nov 2024 03:26:09 GMT

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