Junior Risk & Compliance Officer

Job title: Junior Risk & Compliance Officer

Company: AJ Fox Compliance


Job description: We are recruiting for a Junior Risk and Compliance Officer to join a well-respected Regional Law Firm’s office in Bromley. Within this role, you will provide general support to the existing compliance team. You will also offer guidance to wider teams regarding regulatory and compliance issues where necessary.The ideal candidate demonstrates a keen commercial awareness and a thorough understanding of the compliance landscape. A sound knowledge of the law, regulations and professional standards relative to law firms is essential. Equally, relevant experience within a legal position, ideally risk and compliance-centric, is key to this role.Some responsibilities of this role include:

• Maintain various internal registers, such as complaints, GDPR and claims
• Assist with preparations for accreditations and audits
• Aid in addressing client complaints
• Provide assistance in maintaining the firm’s risk management and compliance training
• Conduct ad-hoc research in all areas of risk management
• Monitor new clients’ compliance with the firm’s AML/CDD procedures
• Stay informed on legal and regulatory changes
• Provide general risk and compliance advice to firm-wide staff
• Assist with conflicts searches and AML checks
• Carry out admin tasks associated with the firm’s file view process

Support the Risk and Compliance Manager with the preparation of formal reportsWe are looking for a candidate who has excellent communication and interpersonal skills, coupled with a keen attention to detail and exceptional organisational skills. If this sounds like you, please get in touch!Interested? Please submit your CV to be considered for this opportunity. Thank you. Not quite right for you? Check out the rest of our roles or give one of our friendly team a call on 0207 117 2542.

Expected salary: £35000 per year

Location: London

Job date: Sat, 11 Jan 2025 03:06:55 GMT

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