Executive, Compliance (Transaction Monitoring)

Job title: Executive, Compliance (Transaction Monitoring)

Company:


Job description: The ideal candidate is attention to detail and a quick learner. In addition, the candidate should be able to work as a team player but also independently. The position often requires long hours during busy periods. Transaction Monitoring Role and responsibilities Perform post-transaction review on the flagged alerts generated by the internal AML system to identify any unusual or suspicious activity. Handle ad-hoc requests and projects related to transaction monitoring as assigned by the team lead/ SIL/ Head of Compliance when required. Conduct due diligence and perform both internal and external searches using available resources to gather relevant information on the flagged alerts. Initiate Request for Information (RFI) or Enhanced Due Diligence (EDD) with relevant partners to facilitate in-depth investigations on the flagged alerts and cases. Monitor real-time alerts triggered by the internal AML system and approve or reject transactions based on established AML/CFT policies and procedures. Conduct name screening against global sanction lists using the in-house screening portal and investigate any potential matches. Prepare and draft Suspicious Transaction Report (STR) for any suspicious cases identified, ensuring compliance with regulatory reporting requirements. Maintain organized records of all supporting documents and information obtained throughout the transaction monitoring process. Identify process inefficiencies and collaborate with the team to enhance the functionality and accuracy of transaction monitoring processes and systems. Qualifications & Requirements Compliance transaction monitoring team experience Must be proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Marco etc.), Access, statistic technique and basic understanding of accounting knowledge. Sensitive to figures and able to apply professional scepticism Having experience in fast-growing transactional/technology company is an advantage Able to work independently with minimum supervision Take turn work on public holidays Malaysian Only Location: Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi – Kelana Jaya line)

Expected salary:

Location: Kuala Lumpur

Job date: Fri, 23 May 2025 22:44:24 GMT

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