Enhanced Due Diligence Analyst

Job title: Enhanced Due Diligence Analyst

Company: Interactive Brokers


Job description: Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.Barron’s has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.Job Description and Responsibilities

• Responsible for in-depth review of details of new and existing customers and their activities pertaining to IB accounts.
• Monitor customer details and their transactions in order to identify potential high risk or money laundering activity.
• Responsible for conducting regular due diligence and enhanced due diligence on existing and prospective customers.
• Assist for creating and implementing policies and procedures related to the firm’s enhanced due diligence program.
• Coordinate and assist global compliance teams for their compliance and AML functions.
• Review and draft Suspicious Activity Reports.
• Perform global research on customers and customer associate entities through inhouse or third party research tools.
• Understand how money laundering schemes work and apply knowledge in identifying potential cases needing further investigation. Generate and maintain appropriate case documentation.
• Communicate with appropriate group staff member to obtain additional customer information and/or requesting necessary updates to customer records.
• Perform transaction analysis for of potential High Risk customers regarding their volume, frequency, beneficiaries/originators, involvement with High Risk and OFAC countries, etc.

Required Qualification and Skills

• Bachelor’s degree or higher with a major or concentration in Finance, Economics, Accounting, or Information Systems, etc.
• Minimum 4 years’ experience handling AML and/or EDD issues at a regulator, industry association, law firm, consulting firm, an investment advisory firm, or another broker-dealer or FCM are preferred.
• Understanding of how technology is applied to business and regulatory issues.
• Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment.
• Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.
• Excellent writing and oral communication skills.
• Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment.
• AML certification such as ACAMS, CFE, CFCS is a plus.
• Good knowledge and experience of office tools like MS Outlook, MS Word, MS Excel etc.

Company Benefits & Perks:

• Competitive salary package.
• Performance-based annual bonus (cash and stocks)
• Hybrid working model (3 days office/week)
• Group Medical & Life Insurance.
• Modern offices with free amenities and fully stocked cafeterias
• Monthly food card & company-paid snacks.
• Hardship/shift allowance with company-provided pickup & drop facility*
• Attractive employee referral bonus.
• Frequent company-sponsored team-building events and outings

• Depending upon the shifts.

**The benefits package is subject to change at the management’s discretion.

Expected salary:

Location: Mumbai, Maharashtra

Job date: Sun, 13 Jul 2025 04:34:29 GMT

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