Assist in managing the implementation of regulatory requirements and Group Compliance policies and procedures in relation to the Covered Business.
Assist in the management of compliance related risk, conflict of interest of the Covered Business in CIMB Group.
Assist to ensure the effective management of compliance matters in relation to the Covered Businessmatters in CIMB Group.
Assume active involvement in management of critical issues and provide solution, where needed.
Assist to advise CIMB Securities Board of Directors & relevant stakeholders on compliance and regulatory issues as required.
Support the stakeholders in establishing appropriate monitoring mechanism for meeting regulatory obligations in the conduct of their businesses and in accordance with Group Compliance policies and procedures.
Assist in ensuring the implementation of appropriate and effective risk based monitoring.
Assist to provide advisory and appropriate training, where required. Support the Regional Head of Wholesale Banking Compliance and stakeholders in meeting CIMBGroup’s business and strategic objectives.
Assist in the implementation and completion of the compliance review/monitoring functions in accordance with Group Compliance annual compliance work plan.
Champion collaboration with other departments and facilitate collaboration across countries for sharing of best practices and business opportunities
Any other responsibilities / tasks as assigned by the Regional Head, Wholesale Banking Compliance/ Director – Wholesale Banking Compliance (Investment Banking)from time to time.
Expected salary:
Location: Malaysia
Job date: Sun, 10 Aug 2025 07:02:36 GMT
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