Compliance Consultant

Job title: Compliance Consultant

Company: Compliance Professionals

Job description: THE COMPANY:We are partnering with a well-established compliance consultancy that is looking to hire a Compliance Consultant to join its growing team. This firm provides regulatory support to investment management clients across the UK and US, offering compliance solutions and a regulatory hosting platform for firms operating under FCA oversight.This is an excellent opportunity for a compliance professional with 3-5 years of experience to join a dynamic and client-focused environment, working with a diverse range of asset managers, hedge funds, and private equity firms.THE RESPONSIBILITIES:

Acting as the primary compliance contact for firms on the regulatory hosting platform
Conducting compliance monitoring reviews, both on-site and remotely
Implementing and overseeing compliance policies in line with FCA regulations
Assisting with background screening checks and liaising with the FCA
Delivering compliance training sessions to clients
Providing expert compliance advice and guidance
Reviewing and approving financial promotion materials
Keeping clients informed of regulatory changes and their business impact
Supporting senior managers as required
Developing and maintaining strong client relationships

.EXPERIENCE REQUIRED:

Regulatory Hosting Experience is a must
3-5 years of experience in compliance within a consultancy, regulatory hosting firm or asset manager
Experience in compliance monitoring or similar functions
Strong client-facing and relationship management skills
Ability to implement practical regulatory solutions for clients

For further information please contact Duncan JefferyAbout this roleLocation:LondonSpecialism:Salary:Up to £70,000paType:Reference:19179

Expected salary: £70000 per year

Location: London

Job date: Wed, 23 Apr 2025 23:38:33 GMT

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