AVP – Transaction Reporting/ Compliance

Job title: AVP – Transaction Reporting/ Compliance

Company: Compliance Professionals


Job description: THE COMPANY:Our client is a successful banking firm with a strong global presence across wholesale and capital markets.THE RESPONSIBILITIES:

• The role holder will need to understand and help to advise the business and other stakeholders in relation to regulatory transaction reporting
• Responsible for managing queries and escalate issues for remediation
• Requires knowledge in many complex regulations such as MiFID II, EMIR TR, SFTR and other related matters
• Assessing the operational impact of new regulations including MIFIR, EMIR and SFTR reporting
• Liaising closely with all compliance functions across the firm and other related internal departments
• Contributing to the risk assessments processes for trade and transaction reporting
• Supports compliance and senior management across related initiatives
• Assists in the development and implement new relevant Compliance policies
• Assists in the delivery of compliance training
• Input to projects and initiatives which involve all group entities and geographies
• Participates in industry working groups and contribute/provide feedback to external industry consultations on new regulatory developments/initiatives, strategic projects and initiatives

EXPERIENCE REQUIRED:

• Ideally knowledge of Transaction reporting requirements under MiFIR, EMIR & SFTR
• Experience gained in a compliance function of a bank or brokerage
• Ideally knowledge of Investment products and bookings systems
• Experience of advising businesses on how to comply with laws, rules and regulations, and investigating potential or actual breaches of the same
• Experience of financial services and markets

For further information please contact Natalie EshelbyAbout this roleLocation:LondonSpecialism:Salary:£ Competitive salaryType:Reference:19127

Expected salary:

Location: London

Job date: Thu, 30 Jan 2025 03:11:33 GMT

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