Assistant Manager (Investigation – Intermediary Misconduct Team)

Job title: Assistant Manager (Investigation – Intermediary Misconduct Team)

Company: Securities and Futures Commission


Job description: Assistant Manager – Enforcement (Investigation – Intermediary Misconduct Team)Ref.: SFC/AM/ENF/IMT/250103Duties & Responsibilities:We are now seeking a candidate for an Assistant Manager position in the investigation function of the Intermediary Misconduct Team of the Enforcement Division. The Enforcement Division investigates and combats market and listed company crimes, and intermediary misconduct. These investigations are intellectually challenging and crucial to Hong Kong’s status as an international financial centre.You will be part of the Intermediary Misconduct Team responsible for investigating misconduct committed by persons regulated by the SFC, unlicensed activities, contraventions relating to virtual assets (VA) and offers of investments. You will also prepare cases for criminal, civil or disciplinary proceedings resulting from these investigations.Requirements:To be successful in this post, you should possess a relevant degree with at least 3 years of working experience, including experience in investigation or law enforcement. You should be a team player and good communicator with excellent command of written and spoken English and Chinese. Knowledge of Mandarin will be a plus. Familiarity with the securities and futures markets, financial services industry and VA-related activities is a strong advantage.Please quote the reference and apply by 17 January 2025 with details of qualifications, previous experience, current and expected salary to:Recruitment Manager
Securities & Futures Commission
54/F, One Island East, 18 Westlands Road,
Quarry Bay, Hong Kong
(E-mail address : )All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.We are an EQUAL OPPORTUNITY EMPLOYER.Last update: 10 May 2024

Expected salary:

Location: Quarry Bay, Hong Kong

Job date: Sat, 04 Jan 2025 23:13:24 GMT

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